Friday, April 19, 2024

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.

We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.

This is a place where you can explore, discover and learn with continuous growth. As a diverse and inclusive place to work, there are flexible working arrangements so you can unleash your creativity and curiosity with no limits. If you share the same sense of infinite possibility, come shape your future at Questrade.

What's in it for you as an employee of QFG?

• Health & wellbeing resources and programs
• Paid vacation, personal, and sick days for work-life balance
• Competitive compensation and benefits packages
• Hybrid and flexible work arrangements
• Career growth and development opportunities
• Opportunities to contribute to community causes
• Work with diverse team members in an inclusive and collaborative environment

We're looking for our next Manager, Insurance Compliance. Could It Be You?

The Manager, Insurance Compliance will lead and oversee the insurance line of business to ensure it operates in compliance with legal and regulatory requirements as prescribed by RIBO and FSRA. This position is accountable for providing regulatory compliance governance and support to Senior Management. The role will assist in promoting a strong compliance culture that ensures the fair treatment of customers.

What's it like working as a Manager, Insurance Compliance at Questrade?

The role will coordinate and lead the response to regulatory inquiries and applicable regulatory reporting. The Manager will also play a key role in proactively identifying and escalating compliance opportunities for continuous improvement to strengthen our business as well as client experience.

In this role, responsibilities include but are not limited to:

• Manage and Inform the Regulatory Compliance Program and Framework for Insurance line of business
• Provide leadership and project management to support regulatory changes impacting the business and support the implementation of changes to the compliance program
• Act as a compliance point of contact and coordinate compliance participation and input for initiatives within the business, including the introduction and changes to products, processes and procedures and the sufficiency of controls as needed.
• Prepare regulatory filings as required
• Keep abreast of regulatory changes that may impact the firm
• Conduct ongoing supervision and compliance monitoring/testing; reporting results to Senior Management and the Board of Directors
• Coordinate and assist in the management and responses to regulatory inquiries, regulatory reporting coordinated through Compliance, regulatory reviews and internal or external audits.
• Identify factors which may breach risk appetite or compliance with applicable regulatory requirements and communicate findings to Senior Management as appropriate
• Manage the identification, investigation, internal and external (where required) reporting and resolution of compliance issues.
• Play an active, visible role in relevant industry association working groups and committees.
• Identify and recommend business improvement opportunities.
• Implement and oversee Compliance Training to staff

So are YOU our next Manager, Insurance Compliance ? You are if you…

• University degree with at least 5 years post-academic experience, preferably in a financial
• institution
• 3+ years of front-line business experience or first line of defense is considered an asset
• Experience in product and process management, implementation of governance and controls, operational risk management oversight or related functions

The incumbent will demonstrate an advanced understanding of:

• Financial Services, including Insurance products and services
• Regulatory framework governing insurance including both brokers and MGAs
• Strong knowledge of RIBO Regulations and RIB Act
• Regulatory Compliance management and possesses the ability to analyze risk exposures
• Industry practices, evolving trends and leading practices

The incumbent will demonstrate advanced:

• Project management
• Critical analysis and problem-solving techniques
• Written and verbal communication skills

Sounds like you? Click below to apply!

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At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.

Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.

• 5700 Yonge St, Toronto, ON M2N 5M9, Canada

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