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Manager, Corporate Finance – Securities

Financial and Consumer Services Commission (FCNB)
Saint John, NB
In-person
Full-time
Experienced
Posted 12 days ago

The Financial and Consumer Services Commission (FCNB) is the regulator for insurance, consumer affairs, credit unions, co-operatives, loans and trust companies, pensions and securities. Consumers have one regulator responsible to assist them with their financial protection and a source of information that promotes understanding of financial decisions and how to be an informed consumer. The FCNB is an independent crown corporation funded by the regulatory fees paid by industry.

We offer opportunities for dedicated professionals to play a vital role in carrying out our mandate.

We are seeking a self-motivated, goal-oriented professional with a broad range of skills to join our team in the Securities Division. The Manager, Corporate Finance, must be able to research and make recommendations on projects within the division that will require a significant devotion of time and effort in order to make sound recommendations to decision-makers.


As Manager, Corporate Finance, you will act as a key resource for the Securities Division by providing oversight and advice on corporate finance related matters. This includes coordinating prospectus and other offering document reviews, participating in continuous disclosure reviews and insider trading reviews, and reviewing applications for relief from regulatory requirements. This position acts as the first point of contact for capital raising inquiries and activities. This position will also be assigned to work on select Canadian Securities Administrators (CSA) steering committees.

This position has supervisory responsibilities and reports to the Executive Director of Securities in the Saint John office.


You must have good time management and people management skills, very good oral and written communications skills, and strong analytical skills.

Other qualifications include:

  • Advanced degree in business administration (MBA) or a law degree.
  • 7+ years of relevant industry experience (investments, capital raising/markets, regulatory filings for reporting issuer) OR legal experience in securities (preferred), corporate or administrative law.
  • Ability to interpret securities related legislation and requirements and understand how they are applied.
  • Ability to understand complex topics and explaining them in plain language.
  • Ability to speak and understand both English and French is an asset.

The Financial and Consumer Services Commission offers a competitive salary and benefit package as well as excellent opportunities for personal growth and challenge. If you are interested in being a key part of this team, please forward your résumé and covering letter.

For more information about this position please visit our website at www.fcnb.ca or call the Human Resources Officer at (506) 643-7858.

Company Website: http://www.fcnb.ca
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About Financial and Consumer Services Commission (FCNB)

About Financial and Consumer Services Commission (FCNB)

Shaping the financial and consumer services landscape in New Brunswick

Welcome to the Financial and Consumer Services Commission of New Brunswick.

We are a growing team of over 100 dedicated professionals diligently shaping the financial and consumer services landscape in New Brunswick. Created in 2013, we are a self-funded, independent Crown Corporation. We inform, educate, and protect over 834,000 consumers through regulation and financial education, and we regulate 40,000 industry participants who make their living working with New Brunswickers' money.

As New Brunswick's financial markets authority, we believe in a strong and fair financial marketplace for all. A marketplace where regulated industries understand their responsibilities and contribute to helping New Brunswickers make financial decisions with confidence. A marketplace all New Brunswickers can trust and participate in.

We achieve this through regulation, guidance, and enforcement. We supervise companies and professionals to ensure they meet standards for knowledge, integrity, and business practices, and we act decisively in the face of non-compliance. Simultaneously, we champion awareness, ensuring New Brunswickers understand our regulated sectors, fostering their participation in the financial marketplace with confidence.

With offices in both Saint John and Fredericton, we offer career opportunities in a wide range of fields-from securities, finance, legal, and information technology to human resources, compliance, licensing, policy development, communication, and education.

If you want to align with an organization that upholds the values of excellence, innovation, and inclusivity, and are motivated when you can see the tangible impact your work can have on the financial well-being of New Brunswickers, we'd love to talk to you!

To learn more about the Commission, or to subscribe to our career openings and other financial and consumer updates, please visit www.fcnb.ca

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