Compliance Officer
Compliance Officer
Featured
Compliance Officer
Compliance Officer
Financial and Consumer Services Commission (FCNB)
Saint John, NB
$75,482 - $103,787 / year
Full-time
Contract
Experienced
10 days ago
- – Conduct compliance reviews and examinations to assess adherence to securities laws.
- – Identify compliance risks and recommend regulatory actions for enforcement investigations.
- – Review registration applications and provide guidance on compliance and registration matters.
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Senior Legal Counsel
Senior Legal Counsel
Featured
Senior Legal Counsel
Senior Legal Counsel
Financial and Consumer Services Commission (FCNB)
Saint John, NB
$106,401 - $146,301 / year
Full-time
Experienced
6 days ago
- – Collaborate with investigators to assess misconduct and build strong legal cases.
- – Conduct legal research, draft pleadings, and prepare for hearings and applications.
- – Provide legal opinions and advice on enforcement-related administrative and policy issues.
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