- – Conduct compliance reviews and examinations to assess adherence to securities laws.
- – Identify compliance risks and recommend regulatory actions for enforcement investigations.
- – Review registration applications and provide guidance on compliance and registration matters.
- – Analyze customer feedback and service data to identify improvement opportunities.
- – Coordinate resolution of complex customer issues across multiple service areas.
- – Lead customer service initiatives and support team development and training.
- – Build relationships with manufacturers, educators, and community groups to expand youth programs.
- – Coordinate recruitment, onboarding, and support for youth in manufacturing placements.
- – Oversee project timelines, budgets, and performance targets using CRM and management tools.