Hi,

This side Nidhi from Soho Square solution ,please share your resume if interested and available for the opportunity

Position Title : Front Office Control & Surveillance (Trade Support OR "Capital Market" OR Surveillance)

Montreal, QC

Contract

Responsibilities: Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. Detect, review and report potentially suspicious activities. Conducting both routine and special inquiries as required or requested. Working with FOCS (Front Office Conduct and Surveillance) managers to resolve instances of apparent breaches of firm and regulatory rules Proactive and timely escalation of issues to the Monitoring Manager Provide day-to-day assistance and support to the regional Surveillance teams Ensure that relevant procedures, systems and controls are up to date and effective, and to identify / facilitate remedial action where necessary Assist in preparing management information and reporting regarding surveillance and monitoring activities Assist in the enhancement of existing processes and develop new processes for identifying instances of Market Abuse and breaches to Conduct of Business and Exchange rules etc. Ensure the use of workflow investigation tools Contribute to the set-up, implementation and operation of risk prevention tools Contribute to the implementation of Regulatory, Group and CIB standards against money laundering, fraud, corruption, terrorism, etc. Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to Compliance policies and procedures as issued from time to time.

Best regards,

Nidhi