Job Title or Location

Senior Associate, Compliance, AML

MUFG Investor Services - 43 Jobs
Halifax, NS
Posted yesterday
Job Details:
Full-time
Executive

Company Description

Experience something Brilliantly Different with a career at MUFG Investor Services.

Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and fund financing.

We're in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive.

#LI-Hybrid

Job Description
  • Review and conduct AML/KYC/PEP and Sanction Checks investigating sanction alerts and adverse media.
  • Assist with the Compliance Monitoring Process, carrying out testing and quality control checks as required.
  • Work with the global Compliance Team to develop, implement, and monitor the applicable Compliance Monitoring Plans (CMP) to ensure appropriate controls are developed, monitored and updated to reflect changing regulatory and industry requirements.
  • Enhance management reporting and assist in the periodic reporting to the Chief Compliance Officer (CCO), the Compliance Committee, Board of Directors, Senior Management and the parent company.
  • Respond to business requests and queries providing guidance as necessary.
  • Review and identify potential issues and ensure that appropriate action is taken or escalated.
  • Assist in annual policy and procedure reviews highlighting any potential areas of improvement.
  • Assist with developing and providing compliance training to employees.
  • Keep abreast of all relevant regulatory developments.
  • Any other ad-hoc projects and duties as required.
Qualifications
  • Relevant undergraduate degree or other third level qualification is preferred
  • Currently have or working towards a formal qualification in Compliance e.g. ACAMS

Additional Information

What's in it for you to join MUFG Investor Services?

Take a look at our careers site and you'll find everything you'd expect from a career with the fastest-growing business at one of the world's largest financial groups. Now take another look. Because it's how we defy expectations that really defines us. You'll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.

So, why settle for the ordinary? Apply now for a Brilliantly Different career.

We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted.

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